Transport agents in Exchange Server

Transport agents let you install custom software that is created by Microsoft, by third-party vendors, or by your organization, on an Exchange server. This software can then process email messages that pass through the transport pipeline. In Microsoft Exchange Server 2016 or 2019, the transport pipeline is made of the following processes:

  • The Front End Transport service on Mailbox servers
  • The Transport service on Mailbox servers
  • The Mailbox Transport service on Mailbox servers
  • The Transport service on Edge Transport servers

For more information about the transport pipeline, see Mail flow and the transport pipeline

Exchange transport provides extensibility through the Microsoft Exchange Server Transport Agents SDK. The Exchange version of the SDK allows third parties to implement the following predefined classes:

  • SmtpReceiveAgent
  • RoutingAgent
  • DeliveryAgent

When complied against libraries in the SDK, the resulting assemblies are registered with Exchange, which loads the agents and invokes their event handlers during specific stages of the SMTP sessions or message processing. These stages, or events, are part of the agent definitions. The agent registration information is stored in an XML configuration file.

The following list explains the requirements for using transport agents in Exchange.

  • The Transport service on Mailbox servers and Edge Transport servers fully supports all the predefined classes in the SDK.
  • The Front End Transport service only supports the SmtpReceiveAgent class in the SDK, and third-party agents can't operate on the OnEndOfData SMTP event.
  • The Mailbox Transport service doesn't support the SDK at all, so you can't use any third-party agents in the Mailbox Transport service.

Transport agent management

The transport agent cmdlets need to distinguish between the Transport service and the Front End Transport service. Transport Agent management cmdlets manipulate the configuration file agents.config located at %ExchangeInstallPath%TransportRoles\Shared.

For more information, see Manage transport agents in Exchange Server.

Transport agents and SMTP events

Transport agents use SMTP events. These events are triggered as messages move through the transport pipeline. SMTP events give transport agents access to messages at specific points during the SMTP conversation and during routing of messages through the organization.

SMTP Receive exists in the Front End Transport service on Mailbox servers, the Transport service on Mailbox servers and Edge Transport servers, and the Mailbox Transport Delivery service on Mailbox servers. The categorizer exists only in the Transport service on Mailbox servers and Edge Transport servers. For more information about transport services and the categorizer, see Mail routing in Exchange Server.

The following tables list the SMTP events that provide access to messages in the transport pipeline.

SMTP Receive events

Sequence SMTP event Description
1 OnConnectEvent This event is triggered by the initial connection from a remote SMTP host.
2 OnHeloCommand This event is triggered when the HELO command is issued by the remote SMTP host.
3 OnEhloCommand This event is triggered when the EHLO command is issued by the remote SMTP host.
4 OnStartTlsCommand This event is triggered when the STARTTLS command is issued by the remote SMTP host.
5 OnAuthCommand This event is triggered when the AUTH command is issued by the remote SMTP host.
6 OnProcessAuthentication This event is triggered when authentication with the remote SMTP host is being processed.
7 OnEndOfAuthentication This event is triggered when the remote SMTP host has completed authentication.
8 OnXSessionParamsCommand This event is triggered when the XSESSIONPARAMS command is issued by the remote SMTP host.
9 OnMailCommand This event is triggered when the MAIL FROM command is issued by the remote SMTP host.
10 OnRcptToCommand This event is triggered when the RCPT TO command is issued by the remote SMTP host.
11 OnDataCommand This event is triggered when the DATA (text) or BDAT (binary data) command is issued by the remote SMTP host.
12 OnEndOfHeaders This event is triggered when the remote SMTP host has completed submitting the email message headers. This is indicated by a blank line (<CRLF>) that separates the message headers and the message body.
13 OnProxyInboundMessage This event is triggered when an inbound SMTP session is relayed or proxied by the Front End Transport service to the Transport service on a Mailbox server.
14 OnEndOfData This event is triggered when the remote SMTP host issues an end of data command:
  • For text sessions started by the DATA command, the end of data indicator is <CRLF>.<CRLF>.
  • For binary sessions started by the BDAT command, the end of data indicator is BDAT LAST.
** OnHelpCommand This event is triggered if the HELP command is issued by the remote SMTP host.
** OnNoopCommand This event is triggered if the NOOP command is issued by the remote SMTP host.
** OnReject This event is triggered if the receiving SMTP host issues a temporary or permanent delivery status notification (also known as a DSN, non-delivery report, NDR, or bounce message) code to the sending SMTP host.
** OnRsetCommand This event is triggered if the RSET command is issued by the sending SMTP host.
15 OnDisconnectEvent This event is triggered by the disconnection of the SMTP conversation by either the receiving or sending SMTP host. Typically, this happens when the QUIT command is issued by the remote SMTP host.

** These events can occur at any time after OnConnectEvent but before OnDisconnectEvent.

Categorizer events

Sequence Categorizer event Description
1 OnSubmittedMessage This event is triggered when a message arrives in the Submission queue in the Transport service on the receiving Exchange server.
2 OnResolvedMessage This event is triggered after all the recipients have been resolved, but before the next hop has been determined for each recipient. The OnResolvedMessage routing event enables subsequent events to override the default routing behavior by using the per-recipient SetRoutingOverride method.
3 OnRoutedMessage This event is triggered after messages have been categorized, distribution lists have been expanded, and recipients have been resolved.
4 OnCategorizedMessage This event is triggered when the categorizer completes processing the message.

Priority of transport agents

Two factors determine the order that transport agents act on messages in the transport pipeline:

  1. The SMTP event where the transport agent is registered, and when that SMTP event encounters messages.
  2. The priority value that's assigned to the transport agent if there are multiple agents registered to the same SMTP event. The highest priority is 1. A higher integer value indicates a lower agent priority.

For example, suppose you configured the following transport agents:

  • Transport Agent A with a priority of 1 and Transport Agent C with a priority of 2 are registered to the OnEndOfHeaders SMTP event.
  • Transport Agent B with a priority of 4 is registered to the OnMailCommand SMTP event.

Transport Agent B is applied to messages first because the OnMailCommand event encounters messages before the OnEndOfHeaders event. When messages reach the OnEndOfHeaders event, Transport Agent A is applied before Transport Agent C because Transport Agent A has a higher priority (lower integer value) than Transport Agent C.

Built-in transport agents

Exchange Server includes many built-in transport agents that provide features such as anti-spam, transport rules and journaling. Most of the built-in transport agents on Exchange Mailbox servers are invisible and unmanageable by the transport agent management cmdlets. Virtually all of the built-in transport agents that are visible and manageable are in the Transport service on Mailbox servers and Edge Transport servers.

The more interesting built-in transport agents on Mailbox servers are described in the following table. Note that this table doesn't include many of the invisible and unmanageable transport agents.

Interesting built-in transport agents on Mailbox servers

Agent name Manageable? Priority SMTP or categorizer events
Transport Rule Agent Yes 1 OnResolvedMessage
DLP Policy Agent Yes 2 OnResolvedMessage
Retention Policy Agent Yes 3 OnResolvedMessage
Supervisory Review Agent Yes 4 OnResolvedMessage
Malware Agent Yes 5 OnSubmittedMessage
Text Messaging Routing Agent Yes 6 OnSubmittedMessage
Text Messaging Delivery Agent Yes 7 n/a
System Probe Drop Smtp Agent Yes 8 OnEndOfHeaders
System Probe Drop Routing Agent Yes 9 OnCategorizedMessage
Journal Agent No Not configurable OnRoutedMessage
Journal Report Decryption Agent No Not configurable OnCategorizedMessage
RMS Decryption Agent No Not configurable OnSubmittedMessage
RMS Encryption Agent No Not configurable OnSubmittedMessage

OnRoutedMessage

RMS Protocol Decryption Agent No Not configurable OnEndOfData

Interesting built-in transport agents on Edge Transport servers

On Edge Transport servers, most of the built-in transport agents are visible and manageable by the transport agent management cmdlets or by other feature-specific cmdlets.

The more interesting built-in transport agents on Edge Transport servers are described in the following table. Note that this table doesn't include invisible or unmanageable transport agents.

Agent name Manageable? Priority SMTP or categorizer events
Connection Filtering Agent Yes 1 OnConnectEvent

OnMailCommand

OnRcptCommand

OnEndOfHeaders

Address Rewriting Inbound Agent Yes 2 OnRcptCommand

OnEndOfHeaders

Edge Rule Agent Yes 3 OnEndOfData
Content Filter Agent* Yes 4 OnEndOfData
Sender ID Agent* Yes 5 OnEndOfHeaders
Sender Filter Agent* Yes 6 OnMailCommand

OnEndOfHeaders

Recipient Filter Agent Yes 7 OnRcptCommand
Protocol Analysis Agent* Yes 8 OnConnectEvent

OnEndOfHeaders

OnEndOfData

OnReject

OnRsetCommand

OnDisconnectEvent

Attachment Filtering Agent Yes 9 OnEndOfData
Address Rewriting Outbound Agent Yes 10 OnSubmittedMessage

OnRoutedMessage

* You can also install and configure these anti-spam agents on Mailbox servers. For more information, see Enable antispam functionality on Mailbox servers.

Troubleshoot transport agents

To help you troubleshoot issues with transport agents, you can use the following features:

  • Get-TransportPipeline: This cmdlet shows the SMTP events and the corresponding transport agents that encounter messages on the Exchange server. For more information, see View transport agents in the transport pipeline in Exchange Server.

  • Pipeline Tracing: Pipeline tracing creates an exact snapshot of a message before and after it encounters each transport agent. This allows you to find a transport agent that's causing unexpected results. For more information, see Pipeline tracing.