Upgrading Always On Availability Group Replica Instances

THIS TOPIC APPLIES TO: yesSQL ServernoAzure SQL DatabasenoAzure SQL Data Warehouse noParallel Data Warehouse

When upgrading a SQL Server instance that hosts an Always On Availability Group (AG) to a new SQL Server 2017 version, to a new SQL Server service pack or cumulative update, or when installing to a new Windows service pack or cumulative update, you can reduce downtime for the primary replica to only a single manual failover by performing a rolling upgrade (or two manual failovers if failing back to the original primary). During the upgrade process, a secondary replica will not be available for failover or for read-only operations, and after the upgrade, it may take some time for the secondary replica to catch up with the primary replica node depending upon the volume of activity on the primary replica node (so expect high network traffic). Also be aware that after the initial failover to a secondary replica running a newer version of SQL Server, the databases in that Availability Group will run through an upgrade process to bring them to the latest version. During this time there will be no readable replicas for any of these databases. Downtime after the initial failover will depend on the number of databases in the Availability Group. If you plan on failing back to the original primary, this step will not be repeated when you fail back.


This article limits the discussion to the upgrade of SQL Server itself. It does not cover upgrading the operating system containing the Windows Server Failover Cluster (WSFC). Upgrading the Windows operating system hosting the failover cluster is not supported for operating systems before Windows Server 2012 R2. To upgrade a cluster node running on Windows Server 2012 R2, see Cluster Operating System Rolling Upgrade.


Before you begin, review the following important information:


Mixing versions of SQL Server instances in the same AG is not supported outside of a rolling upgrade, which upgrades the replicas in place. A higher version of a SQL Server instance cannot be added as a new replica to an existing AG. For example, a SQL Server 2017 replica cannot be added to an existing SQL Server 2016 AG. To migrate to a new version of the SQL Server instance using AGs, the only supported method is a distributed AG, which is in SQL Server 2016 Enterprise Edition or later.

Rolling Upgrade Basics for Always On AGs

Observe the following guidelines when performing server upgrades or updates in order to minimize downtime and data loss for your AGs:

  • Before starting the rolling upgrade,

    • Perform a practice manual failover on at least one of your synchronous-commit replica instances

    • Protect your data by performing a full database backup on every availability database

    • Run DBCC CHECKDB on every availability database

  • Always upgrade the remote secondary replica instances first, then local secondary replica instances next, and the primary replica instance last.

  • Backups cannot occur on a database that is in the process of being upgraded. Prior to upgrading the secondary replicas, configure the automated backup preference to run backups only on the primary replica. During a version upgrade, no replicas are readable or available for backups. During a non-version upgrade, you can configure automated backups to run on secondary replicas prior to upgrading the primary replica.

  • During a version upgrade, readable secondaries cannot be read after an upgrade of the readable secondary and before either the primary replica is failed over to an upgraded secondary or the primary replica is upgraded.

  • To prevent the AG from unintended failovers during the upgrade process, remove availability failover from all synchronous-commit replicas before you begin.

  • Do not upgrade the primary replica instance before failing over the AG to an upgraded instance with a secondary replica first. Otherwise, client applications may suffer extended downtime during the upgrade on the primary replica instance.

  • Always fail over the AG to a synchronous-commit secondary replica instance. If you fail over to an asynchronous-commit secondary replica instance, the databases is vulnerable to data loss, and data movement is automatically suspended until you manually resume data movement.

  • Do not upgrade the primary replica instance before upgrading or updating any other secondary replica instance. An upgraded primary replica can no longer ship logs to any secondary replica whose SQL Server 2017 instance that has not yet been upgraded to the same version. When data movement to a secondary replica is suspended, no automatic failover can occur for that replica, and your availability databases are vulnerable to data loss.

  • Before failing over an AG, verify that the synchronization state of the failover target is SYNCHRONIZED.

Rolling Upgrade Process

In practice, the exact process depends on factors such as the deployment topology of your AGs and the commit mode of each replica. But in the simplest scenario, a rolling upgrade is a multi-stage process that in its simplest form involves the following steps:

AG Upgrade in HADR Scenario

  1. Remove automatic failover on all synchronous-commit replicas

  2. Upgrade all remote secondary replica instances running asynchronous-commit secondary replicas

  3. Upgrade the all local replica secondary instances that are not currently running the primary replica

  4. Manually fail over the AG to a local synchronous-commit secondary replica

  5. Upgrade or update the local replica instance that formerly hosted the primary replica

  6. Configure automatic failover partners as desired

    If necessary, you can perform an extra manual failover to return the AG to its original configuration.

AG with One Remote Secondary Replica

If you have deployed an AG only for disaster recovery, you may need to fail over the AG to an asynchronous-commit secondary replica. Such configuration is illustrated by the following figure:

AG Upgrade in DR Scenario

In this situation, you must fail over the AG to the asynchronous-commit secondary replica during the rolling upgrade. To prevent data loss, change the commit mode to synchronous commit and wait for the secondary replica to be synchronized before you fail over the AG. Therefore, the rolling upgrade process may look as follows:

  1. Upgrade the secondary replica instance on the remote site

  2. Change the commit mode to synchronous commit

  3. Wait until synchronization state is SYNCHRONIZED

  4. Fail over the AG to the secondary replica on the remote site

  5. Upgrade or update the local (primary site) replica instance

  6. Fail over the AG back to the primary site

  7. Change the commit mode to asynchronous commit

    Since the synchronous-commit mode is not a recommended setting for data synchronization to a remote site, client applications may notice an immediate increase in database latency after the setting change. Moreover, performing a failover causes all unacknowledged log messages to be discarded. The number discarded log messages can be significant due to the high network latency between the two sites, causing clients to experience a high volume of transactional failure. You can minimize impact to client applications by doing the following actions:

  • Carefully select a maintenance window during low client traffic

  • While upgrading or updating SQL Server 2017 on the primary site, change the availability mode back to asynchronous commit, then revert to synchronous commit when you are ready to fail over to the primary site again

AG with Failover Cluster Instance Nodes

If an AG contains failover cluster instance (FCI) nodes, you should upgrade the inactive nodes before you upgrade the active nodes. The following figure illustrates a common AG scenario with FCIs for local high availability and asynchronous commit between the FCIs for remote disaster recovery, and the upgrade sequence.

AG Upgrade with FCIs

  1. Upgrade or update REMOTE2

  2. Fail over FCI2 to REMOTE2

  3. Upgrade or update REMOTE1

  4. Upgrade or update PRIMARY2

  5. Fail over FCI1 to PRIMARY2

  6. Upgrade or update PRIMARY1

Upgrade Update SQL Server Instances with Multiple AGs

If you are running multiple AGs with primary replicas on separate server nodes (an Active/Active configuration), the upgrade path involves more failover steps to preserve high availability in the process. Suppose you are running three AGs on three server nodes with all replicas in synchronous commit mode as shown in the following table:

AG Node1 Node2 Node3
AG1 Primary
AG2 Primary
AG3 Primary

It may be appropriate in your situation to perform a load-balanced rolling upgrade in the following sequence:

  1. Fail over AG2 to Node3 (to free up Node2)

  2. Upgrade or update Node2

  3. Fail over AG1 to Node2 (to free up Node1)

  4. Upgrade or update Node1

  5. Fail over both AG2 and AG3 to Node1 (to free up Node3)

  6. Upgrade or update Node3

  7. Fail over AG3 to Node3

    This upgrade sequence has an average downtime of fewer than two failovers per AG. The resulting configuration is shown in the following table.

AG Node1 Node2 Node3
AG1 Primary
AG2 Primary
AG3 Primary

Based on your specific implementation, your upgrade path may vary, and the downtime that client applications experience may vary as well.


In many cases, after the rolling upgrade is completed, you will fail back to the original primary replica.

Special steps for change data capture or replication

Depending on the update being applied, additional steps may be required for AG replica databases that are enabled for change data capture or replication. Refer to the release notes for the update to determine if the following steps are required:

  1. Upgrade each secondary replica.

  2. After all secondary replicas have been upgraded, fail over the AG to an upgraded instance.

  3. Run the following Transact-SQL on the instance that hosts the primary replica:

    EXECUTE [master].[sys].[sp_vupgrade_replication];


    This command may take several minutes to run.

  4. Upgrade the instance that was originally the primary replica.

For background information, see CDC functionality may break after upgrading to the latest CU.

See Also

Upgrade to SQL Server 2016 Using the Installation Wizard (Setup)

Install SQL Server 2016 from the Command Prompt