FCA (Independent Publisher) (Preview)
The online Financial Services Register is a public record of financial services firms, individuals and other bodies regulated by the Financial Conduct Authority (FCA)
This connector is available in the following products and regions:
| Service | Class | Regions |
|---|---|---|
| Logic Apps | Standard | All Logic Apps regions except the following: - Azure Government regions - Azure China regions - US Department of Defense (DoD) |
| Power Automate | Premium | All Power Automate regions except the following: - US Government (GCC) - US Government (GCC High) - China Cloud operated by 21Vianet - US Department of Defense (DoD) |
| Power Apps | Premium | All Power Apps regions except the following: - US Government (GCC) - US Government (GCC High) - China Cloud operated by 21Vianet - US Department of Defense (DoD) |
| Contact | |
|---|---|
| Name | Gulshan Khurana |
| URL | https://www.linkedin.com/in/gulshankhurana/ |
| gulshankhurana@outlook.com |
| Connector Metadata | |
|---|---|
| Publisher | Gulshan Khurana |
| Website | https://www.fca.org.uk/ |
| Privacy policy | https://www.fca.org.uk/privacy |
| Categories | Business Management;Finance |
Creating a connection
The connector supports the following authentication types:
| Default | Parameters for creating connection. | All regions | Not shareable |
Default
Applicable: All regions
Parameters for creating connection.
This is not shareable connection. If the power app is shared with another user, another user will be prompted to create new connection explicitly.
| Name | Type | Description | Required |
|---|---|---|---|
| Email Address | string | The Email Address registered for this api | True |
| API Key | securestring | The API Key for this api | True |
Throttling Limits
| Name | Calls | Renewal Period |
|---|---|---|
| API calls per connection | 100 | 60 seconds |
Actions
| Common Search |
Gets the search results for Individuals, Firms or Collective Investment Schemes |
| Find Firm Details |
Get information about a specific firm using its Firm Reference Number |
| Find Individuals Details |
Get information about the Individuals associated with its Individual Reference Number |
| Firm Activities and Permissions |
Get information about the activities and permissions associated with a specific firm using its Firm Reference Number |
| Firm Address |
Get information about a specific firm using its Firm Reference Number |
| Firm Disciplinary History |
Get information about a Disciplinary History on a firm using its Firm Reference Number |
| Firm Exclusions |
Get information about an Exclusion on a firm using its Firm Reference Number |
| Firm Individuals |
Get information about the Individuals associated with a firm using its Firm Reference Number |
| Firm Other Names |
Get information about the other names used by the firms using its Firm Reference Number |
| Firm Passport |
Get information about a passport details by using its Firm Reference Number |
| Firm Passport Permission |
Get information about a passport permission by using its Firm Reference Number and Country |
| Firm Regulators |
Get information about a regulator on a firm using its Firm Reference Number |
| Firm Requirements |
Get information about the requirements associated with a specific firm using its Firm Reference Number |
| Firm Requirements Investment Types |
Get information about the investment types associated with a specific firm requirement using its Firm Reference Number and Requirement Reference |
| Firm Waiver |
Get information about a Waiver on a firm using its Firm Reference Number |
| Individual Disciplinary History |
Get information about Disciplinary History on an Individual using its Individual Reference Number |
| Product Other Name Details |
Get information about other names of a product by using its Product Reference Number |
| Subfund Details |
Get information about subfund of a product by using its Product Reference Number |
Common Search
Gets the search results for Individuals, Firms or Collective Investment Schemes
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
Query String
|
q | string |
Query String |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
URL
|
Data.URL | string |
API to fetch the detail record of the data |
|
Status
|
Data.Status | string |
The status of the record |
|
Reference Number
|
Data.Reference Number | string |
The Unique number of the record |
|
Type of business or Individual
|
Data.Type of business or Individual | string |
The type of data returned. Example, Firm, Individual, Collective Investment Scheme |
|
Name
|
Data.Name | string |
The name of the firm or individual |
Find Firm Details
Get information about a specific firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Name
|
Data.Name | string |
URL to fetch other trading name/ brand name for the firm |
|
Individuals
|
Data.Individuals | string |
URL to fetch the Individuals associated with the firm |
|
Requirements
|
Data.Requirements | string |
URL to fetch associated requirements of the firm |
|
Permissions
|
Data.Permissions | string |
URL to fetch the associated permissions of the firm |
|
Passport
|
Data.Passport | string |
URL to fetch the associated passports of the firm |
|
Regulators
|
Data.Regulators | string |
URL to fetch the associated regulators of the firm |
|
Appointed Representative
|
Data.Appointed Representative | string |
URL to fetch the associated appointed representatives of the firm |
|
Address
|
Data.Address | string |
URL to fetch the address and contact details of the firm |
|
Waivers
|
Data.Waivers | string |
URL to fetch the associated waivers of the firm |
|
Exclusions
|
Data.Exclusions | string |
URL to fetch the exclusions associated with the firm |
|
DisciplinaryHistory
|
Data.DisciplinaryHistory | string |
URL to fetch any disciplinary history against the firm |
|
System Timestamp
|
Data.System Timestamp | string |
System Timestamp |
|
Exceptional Info Details
|
Data.Exceptional Info Details | array of object |
Exceptional Info Details |
|
Exceptional Info Title
|
Data.Exceptional Info Details.Exceptional Info Title | string |
Exceptional Info Title |
|
Exceptional Info Body
|
Data.Exceptional Info Details.Exceptional Info Body | string |
Exceptional Info Body |
|
Status Effective Date
|
Data.Status Effective Date | string |
The effective date when the status was active from |
|
Status
|
Data.Status | string |
Register Status for the firm |
|
Business Type
|
Data.Business Type | string |
The type of the firm |
|
Organisation Name
|
Data.Organisation Name | string |
Name of the firm |
Find Individuals Details
Get information about the Individuals associated with its Individual Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
IRN
|
IRN | True | string |
Individual Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Status
|
Data.Details.Status | string |
The status of the individual |
|
Disciplinary History
|
Data.Details.Disciplinary History | string |
URL to fetch the Disciplinary History |
|
Roles & Activities
|
Data.Details.Roles & Activities | string |
URL to fetch all the roles of an individual |
|
IRN
|
Data.Details.IRN | string |
Individual Reference Number |
|
Commonly Used Name
|
Data.Details.Commonly Used Name | string |
Commonly used names of the individual |
|
Full Name
|
Data.Details.Full Name | string |
The name of the Individual |
|
Firm Name
|
Data.Workplace Location 1.Firm Name | string |
The firm name of an individual’s workplace(s) displayed at the town/city line of the address where holding a customer-facing role |
|
Location 1
|
Data.Workplace Location 1.Location 1 | string |
The geographical location of an individual’s workplace(s) displayed at the town/city line of the address where holding a customer-facing role |
Firm Activities and Permissions
Get information about the activities and permissions associated with a specific firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Acting as a CBTL advisor
|
Data.Acting as a CBTL advisor | array of object |
Acting as a CBTL advisor |
|
Acting as a CBTL advisor
|
Data.Acting as a CBTL advisor.Acting as a CBTL advisor | array of string |
Acting as a CBTL advisor |
|
Acting as a CBTL administrator
|
Data.Acting as a CBTL administrator | array of object |
Acting as a CBTL administrator |
|
Acting as a CBTL administrator
|
Data.Acting as a CBTL administrator.Acting as a CBTL administrator | array of string |
Acting as a CBTL administrator |
|
CBTL Status
|
Data.CBTL Status | array of object |
CBTL Status |
|
CBTL Status
|
Data.CBTL Status.CBTL Status | array of string |
CBTL Status |
|
CBTL Effective Date
|
Data.CBTL Effective Date | array of object |
CBTL Effective Date |
|
CBTL Effective Date
|
Data.CBTL Effective Date.CBTL Effective Date | array of string |
CBTL Effective Date |
|
Entering into Regulated Consumer Hire Agreements as owner
|
Data.Entering into Regulated Consumer Hire Agreements as owner | array of object |
Entering into Regulated Consumer Hire Agreements as owner |
|
Limitation
|
Data.Entering into Regulated Consumer Hire Agreements as owner.Limitation | array of string |
Limitation |
|
Agreeing to carry on a regulated activity
|
Data.Agreeing to carry on a regulated activity | array of object |
Agreeing to carry on a regulated activity |
|
Limitation Not Found
|
Data.Agreeing to carry on a regulated activity.Limitation Not Found | array of string |
Limitation Not Found |
|
Acting as a CBTL Administrator
|
Data.Acting as a CBTL Administrator | array of object |
Acting as a CBTL Administrator |
|
Limitation Not Found
|
Data.Acting as a CBTL Administrator.Limitation Not Found | array of string |
Limitation Not Found |
Firm Address
Get information about a specific firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
URL
|
Data.URL | string |
URL to fetch the specific address |
|
Website Address
|
Data.Website Address | string |
Website address, if any, for the location |
|
Phone Number
|
Data.Phone Number | string |
Phone, if any, for the location |
|
Country
|
Data.Country | string |
The country of the address |
|
Postcode
|
Data.Postcode | string |
The postcode of the address |
|
County
|
Data.County | string |
The county of the address |
|
Town
|
Data.Town | string |
The town of the address |
|
Address Line 4
|
Data.Address Line 4 | string |
The fourth line of the address |
|
Address Line 3
|
Data.Address Line 3 | string |
The third line of the address |
|
Address Line 2
|
Data.Address Line 2 | string |
The second line of the address |
|
Address Line 1
|
Data.Address Line 1 | string |
The first line of the address |
|
Address Type
|
Data.Address Type | string |
Type of address |
Firm Disciplinary History
Get information about a Disciplinary History on a firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
TypeofDescription
|
Data.TypeofDescription | string |
Display the final notice information of Disciplinary history |
|
TypeofAction
|
Data.TypeofAction | string |
Display the Type of Action information of Disciplinary history |
|
EnforcementType
|
Data.EnforcementType | string |
Display the Enforcement Type information of Disciplinary history |
|
ActionEffectiveFrom
|
Data.ActionEffectiveFrom | string |
Display the Action Date information of Disciplinary history |
Firm Exclusions
Get information about an Exclusion on a firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
PSD2_Exclusion_Type
|
Data.PSD2_Exclusion_Type | string |
Display the Exclusion type information |
|
Particular_Exclusion_relied_upon
|
Data.Particular_Exclusion_relied_upon | string |
Display the Exemption Rule information |
|
Description_of_services
|
Data.Description_of_services | string |
Display the description information |
Firm Individuals
Get information about the Individuals associated with a firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Status
|
Data.Status | string |
The status of the individual |
|
URL
|
Data.URL | string |
URL to fetch the control functions for this individual |
|
IRN
|
Data.IRN | string |
Individual Reference Number |
|
Name
|
Data.Name | string |
The name of the Individual |
Firm Other Names
Get information about the other names used by the firms using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Current Names
|
Data.Current Names | array of object |
Current Names |
|
Effective From
|
Data.Current Names.Effective From | string |
Effective From |
|
Status
|
Data.Current Names.Status | string |
Status |
|
Name
|
Data.Current Names.Name | string |
Name |
|
Previous Names
|
Data.Previous Names | array of object |
Previous Names |
|
Effective To
|
Data.Previous Names.Effective To | string |
Effective To |
|
Effective From
|
Data.Previous Names.Effective From | string |
Effective From |
|
Status
|
Data.Previous Names.Status | string |
Status |
|
Name
|
Data.Previous Names.Name | string |
Name |
Firm Passport
Get information about a passport details by using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Passports
|
Data.Passports | array of object |
Passports |
|
PassportDirection
|
Data.Passports.PassportDirection | string |
PassportDirection |
|
Permissions
|
Data.Passports.Permissions | string |
Permissions |
|
Country
|
Data.Passports.Country | string |
Country |
Firm Passport Permission
Get information about a passport permission by using its Firm Reference Number and Country
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
|
Country
|
Country | True | string |
Enter the country name to get information about a passport permission of a firm |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Permissions
|
Data.Permissions | array of object |
Permissions |
|
Name
|
Data.Permissions.Name | string |
Name |
|
InvestmentTypes
|
Data.Permissions.InvestmentTypes | array of string |
InvestmentTypes |
|
PassportType
|
PassportType | string |
Hold the passport type information like Service |
|
PassportDirection
|
PassportDirection | string |
Display the passport direction information e.g. Passporting Out or Passporting In |
|
Directive
|
Directive | string |
Display the directive information for country specific passport |
|
Country
|
Country | string |
Display the country information |
Firm Regulators
Get information about a regulator on a firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Termination Date
|
Data.Termination Date | string |
The date until which the regulator will be valid |
|
Effective Date
|
Data.Effective Date | string |
The date from which the regulator was effective from |
|
Regulator Name
|
Data.Regulator Name | string |
Name of the Regulator |
Firm Requirements
Get information about the requirements associated with a specific firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Effective Date
|
Data.Effective Date | string |
Date from which the Requirement became effective |
|
Value
|
Data.Derivatives as incidental services only. | string |
The description of the requirement. The requirement data is structured in large paragraphs and therefore is represented with escape sequence to identify paragraphs, tabs and new lines |
|
Requirement Reference
|
Data.Requirement Reference | string |
Requirement reference number |
|
Financial Promotions Requirement
|
Data.Financial Promotions Requirement | string |
TRUE for financial promotions requirement, FALSE otherwise |
|
Financial Promotions Investment Types
|
Data.Financial Promotions Investment Types | string |
API URL for Investment Types for the Financial Promotions Requirement |
Firm Requirements Investment Types
Get information about the investment types associated with a specific firm requirement using its Firm Reference Number and Requirement Reference
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
|
Requirement Ref #
|
REQREF | True | string |
Requirement Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Investment Type Name
|
Data.Investment Type Name | string |
Name of the Investment Type associated with the Requirement |
Firm Waiver
Get information about a Waiver on a firm using its Firm Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
FRN
|
FRN | True | string |
FCA Firm Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Waivers_Discretions_URL
|
Data.Waivers_Discretions_URL | string |
Display the waivers attachment URL information |
|
Waivers_Discretions
|
Data.Waivers_Discretions | string |
Display the waivers attachment name information |
|
Rule_ArticleNo
|
Data.Rule_ArticleNo | array of string |
Rule_ArticleNo |
Individual Disciplinary History
Get information about Disciplinary History on an Individual using its Individual Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
IRN
|
IRN | True | string |
Individual Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
TypeofDescription
|
Data.TypeofDescription | string |
Display the final notice information of Disciplinary history |
|
TypeofAction
|
Data.TypeofAction | string |
Display the Type of Action information of Disciplinary history |
|
EnforcementType
|
Data.EnforcementType | string |
Display the Enforcement Type information of Disciplinary history |
|
ActionEffectiveFrom
|
Data.ActionEffectiveFrom | string |
Display the Action Date information of Disciplinary history |
Product Other Name Details
Get information about other names of a product by using its Product Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
PRN
|
PRN | True | string |
FCA Product Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
Effective To
|
Data.Effective To | string |
Display the other name effective to information |
|
Effective From
|
Data.Effective From | string |
Display the other name effective from information |
|
Product Other Name
|
Data.Product Other Name | string |
Display the other name information |
Subfund Details
Get information about subfund of a product by using its Product Reference Number
Parameters
| Name | Key | Required | Type | Description |
|---|---|---|---|---|
|
PRN
|
PRN | True | string |
FCA Product Reference Number |
Returns
| Name | Path | Type | Description |
|---|---|---|---|
|
Data
|
Data | array of object |
Data |
|
URL
|
Data.URL | string |
Display the sub-fund product information |
|
Sub-Fund Type
|
Data.Sub-Fund Type | string |
Display the sub-fund type information |
|
Name
|
Data.Name | string |
Display the sub-fund name information |